State Commission on Securities and Stock Market (SCSSM) was first stripped of licenses securities dealers, which in time have not entered into the association "Ukrainian stock traders" (AUFT). In AUFT said that will now work to bring into it all the merchants.
As the Kommersant-Ukraine, SSMSC at a meeting on January 26 deprived licenses seven securities dealers: "FC" Fintrast "", "FC KIT", "IR" Accent-Invest "," FC "rarity", " "Ukrregionbrok", "FC" Kramatorsk "and PAO" Raystorbig. In the State Commission reported that the PAO "Raystorbig" arose after renaming Tekt-Brock, part of the group Tekt "Vadim Grib. "The group of companies Tekt" remained one broker. As part of the restructuring we have abandoned one of the entities. Apparently, the new owner decided not to support this company, "- explained CEO Tekt Capital (managed by CC Tekt) Alex Sukhorukov. Recall that in late December Tekt Brock was excluded from association PFTS - for non-payment for III quarter.
grounds for revocation of licenses of these companies was "the impossibility of implementation of the licensing conditions - lack of membership in a self-regulatory organization (SRO)," said head of the licensing of securities SSMSC Oksana Salchuk. This is the first time that such severe penalties for traffickers from the moment when AUFT, uniting more than 50% of the market, received 22 May 2009 the status of the CPO. At that time, the association has 54% of market participants, or 437 companies. Chapter SSMSC Anatoly Baluk then ordered all traders to join AUFT until July 22. According to Oksana Salchuk, traders have been warned that they have a month to implement the rules on membership in the AMC - until December 31, 2009. Note that SSMSC also deprived license JSC "Contract house", but this dealer is not the place of registration, and SSMSC intend to apply to the court for its liquidation.
However, the traders have the opportunity to restore the license. "They get a license, and then must enter into thefd1CPO until it will carry out their professional activities - trading securities", - said Oksana Salchuk. On January 1, 2010 licensed dealer owned by 737 companies. At the same time members of AUFT on 27 January there were only 708 merchants. However, the commission does not hurry to make decisions on the remaining 21 companies. According Salchuk, among them many new traders who do not currently work, or traders, combining the activities of the trader and the custodian.
In
AUFT not intend to seek licenses from the regulator to deprive the other vendors, but they believe that they should join the association. Entrance fee is 5 thousand UAH, quarterly payments - 1 ths. "We can only inform the commission about who came to us. But in the decision the commission says that every trader should enter into the CPO. Interpretation" and I"m a salesman, and custodian, and therefore can not belong to only one SRO "wrong" - said chairman AUFT Sergey Antonov. The senior company lawyer Vasil Kisil & Partners Natalia Dotsenko-Belous, referring to the explanation of SCSSM, confirmed that the company is required to enter the SRO of all those segments of the market, a license for professional activities which it has.
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